Site Navigation
Advertisement
- Free Newsletters
- Free Seminars and Podcasts from Industry Experts
- Free Online Content and More
More fiduciary responsibilities for brokers on the horizon
January 7, 2010
As a former SEC attorney and current director of legal and regulatory affairs at Fi360, Kristina Fausti shares the knowledge she's learned from frequent meetings with D.C. insiders on upcoming reform legislation set to impose new regulations on brokers and advisers.
No part of the content contained herein may be transmitted, redistributed, copied, stored, downloaded, abstracted, disseminated, circulated or included as part of any other service or product. For all permissions, please contact Denise Petratos at 212-803-6557,
denise.petratos@sourcemedia.com.
Advertisement
